Business Risk and Control Officer Jobs

Business Risk Officer

The Credit & Price Risk Execution team is seeking a skilled professional with a ...

Location

Hungary , Budapest

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

A Bachelor's degree in Finance, Economics, Business, Risk Management, or a related quantitative field is required
Experience (ideally 5+ years) in a relevant financial services role
Proven track record in strategic design and project management, delivering complex solutions within a dynamic financial environment
Exceptional analytical and problem-solving skills, with the ability to dissect complex data, identify underlying issues, and develop practical, data-driven solutions
Deep understanding of Global Markets products, processes, and the financial services regulatory landscape
Excellent interpersonal and communication skills to interact, influence, and build strong relationships with senior business stakeholders
Strong organizational skills, with the ability to prioritize tasks and manage multiple responsibilities efficiently
Proficiency in Microsoft Suite, including advanced Excel and PowerPoint
Experience working with large datasets and strong SQL skills are highly desirable.

Job Responsibility

Collaborate with business partners on managing the Risk and Control for Price Risk, ensuring adherence to the framework
Implement reporting for senior management on the quality of price risk management, providing visibility into the control environment
Independently review and challenge control owners to ensure the control framework is consistent, transparent, and effectively mitigating risks
Drive improvements in the process and control design, aligning them with the firm's strategic view and regulatory expectations
Align risks and controls into appropriate business processes, ensuring accurate mapping and coverage, and conduct thorough risk and control inventory reviews
Facilitate and conduct annual risk assessments to identify, evaluate, and prioritize risks, and perform quarterly attestations of processes and controls.

What we offer

Cafeteria Program & Home Office Allowance
Paid Parental Leave Program
Private Medical Care Program
Pension Plan Contribution & Group Life Insurance
Employee Assistance Program
Access to a wide variety of learning and development programs (e.g., Udemy and Degreed)
Flexible work arrangements to support work-life balance
Career progression opportunities and diverse networking communities.

Fulltime

Business Risk and Control Manager

Hang Seng's Investments and Wealth Solutions offers a full spectrum of wealth pr...

Location

Hong Kong , Central

Salary:

Not provided

HSBC

Expiration Date

December 31, 2025

Requirements

University degree in Finance, Accounting or related discipline
Around 5 years’ relevant experience in banking, with exposure to risk control and relevant qualification
Sound knowledge of retail banking, investment markets, products and regulations, operational risk management, financial crime compliance or other related areas
Strong business sense, self-motivated with good communication, logical and positive thinking, interpersonal and analytical skills
Strong business acumen with good problem solving, communication and analytical skills
Great sense of ownership and servicing mindset to ensure efficient and effective deliverables
Proficiency in both English and Chinese

Job Responsibility

Participate in business development, new products, platform projects as a business risk and control subject matter expert and provide advice to business on overall business risk aspects
Acts as a trusted partner to Business in order to ensure the business remains within risk appetite, including pre-empting emerging risks and analyzing lessons learnt from past incidents
Acts as a focal point of contact for our Investments and Wealth Solutions business teams and risk stewards on all risk related topics
Establish and maintain effective risk management and controls within Investments and Wealth Solutions business by assessing operational risks and performing reviews of control procedures and monitoring programs, working with other departments on their operational risk management, ensuring adequate controls are in place in the First Line of Defense
Coordinate with relevant business teams to ensure the proper and timely recording and reporting of management self-identified issues and the corresponding management action plans
Propose and implement continuous control monitoring, and arrange the regular and ad-hoc reviews in response to the review findings, business initiatives and the update of Group policies and requirements
Act as the secretary of business risk governance meetings and ensure timely and comprehensive update of the risk reporting to senior management in the risk forum
Act as Business Information Risk Officer (BIRO) and coordinate with business teams and risk stewards to drive the regular and ad-hoc projects to comply with Group policies accordingly
Promote operational risk awareness, including briefing and training to staff, sharing of internal/external incidents, etc.

What we offer

Dynamic working environment
Good career development opportunities
Competitive compensation packages

Fulltime

Business Risk Officer

The Third Party Officer (TPO) is responsible to focus on those third-party relat...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years relevant work experience in Business Risk & Controls
MS Excel, MS Access, SAS, SQL, Visual Basic a plus
5+ years’ experience in financial services
consistently demonstrates clear and concise written and verbal communication skills
effective organizational influencing skills required
third party vendor management preferred
demonstrated ability to lead global team efforts
excellent problem solving skills
ability to see the big picture with high attention to critical details

Job Responsibility

complete initial risk assessment for third party and reevaluate as required
identify any significant changes in relationship to trigger update of risk assessment
collaborate with business and other relevant stakeholders to ensure contracts meet Citi requirements
verify third party’s compliance to required policies and controls
interact with BAOs and third parties on escalations of non-performance and contractual issues to drive resolution when appropriate
maintain summary dashboard and manage third party performance, including SLA breaches
review, assess and act on results of Risk Management Assessments/Analysis
lead remediation of any issues or gaps identified from ongoing monitoring
define risk mitigation strategies and risk exceptions based on the business’ risk appetite
monitor exceptions to dispute policy and identify drivers of exceptions

What we offer

best-in-class benefits
support system
equal opportunity employer policies

Fulltime

Business Risk Senior Officer

Join Citi's Markets Controls team to lead several critical control and governanc...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Extensive proven experience in risk and control analysis, evaluation, and management either in a first line of defence, compliance or internal audit role in Financial Services
Minimum 10 years relevant experience with ability to demonstrate deep technical knowledge of Markets sales and trading processes across multiple asset classes
Excellent relationship-building, senior stakeholder management, problem solving and communications skills (both written and verbal)
Proven track record of successful delivery to high quality standards with excellent attention to detail, an analytical mindset and drive for results
Self-starter with ability to manage and prioritize effectively and resolve conflicting priorities

Job Responsibility

Lead the design and implementation of the RCSA across multiple global businesses, including development and maintenance of standardised risk and control profiles to provide a comprehensive assessment of operational and compliance risks, tailored to specific asset classes where relevant
Accountable for engaging senior management in each global business to agree and refine applicability of standardised global risk and control profiles to their business, and for recommending changes to standardised risk and control profiles considering changes in the business operating environment including emerging risks
Establish and champion control expectations within core Markets sales and trading processes aligned to businesses own objectives and standards defined by 1LoD risk and control teams
Ensure that control expectations within core Markets sales and trading processes adhere to robust review and challenge by second and third lines of defence, and peer benchmarks
Provide subject matter expertise in all aspects of RCSA Program execution to Markets business senior management and stakeholders, including collaboration across the wider RCSA and Controls Monitoring, and Product Governance Teams
Lead responses to required and ad-hoc reviews and regulatory / supervisory examinations of accountable areas within the RCSA Program across all Markets businesses

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Business Risk & Control Analyst

The Central Testing function is primarily based out of Citi Service Centers in I...

Location

India , Pune

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5+ to 7 years of relevant work experience in Risk & Control domain viz. internal control/ quality check/ monitoring is required
past experience in control/ monitoring design would be an added preference but not essential
demonstrated analytical skills with follow-up and problem-solving capability
excellent written and verbal communication skills
ability to perform under pressure
ability to manage multiple tasks and priorities
ability to function independently
proficient in MS Office Word, Excel and PowerPoint applications
Bachelor’s/University degree

Job Responsibility

Have a good understanding of the Risk & control framework and the underlying concepts on Risk Management
assist in performing the Quality check on the monitoring reviews that are defined per ARCM (Activity, Risk, Control & Monitoring)
document the quality fails, any learnings or issues that may arise and pass the feedback to the Supervisor
monitor the compliance of control as appropriate to the regulatory requirement
provide inputs during the Control & Monitoring Design Assessment (CMDA) to draft and define the procedures
involved in the assessment of the timeliness, accuracy and completeness of the MCA (Manager Control Assessment) through controls
coordinate the adherence to the MCA Standard through controls after the execution of a process
collaborating with onshore and offshore teams understanding the process changes if any and participate in trainings, meetings & etc.
escalate any control failures
complete the quality check within a timely manner to complement the results submission timeline in the Risk & Control system

What we offer

Access to telehealth options, health advocates, confidential counseling
expanded Paid Parental Leave Policy
financial well-being programs
access to learning and development resources
generous paid time off packages
resources and tools to volunteer in communities

Fulltime