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Wells Fargo is seeking for a Audit Manager- Vice President (VP) to join our dynamic APAC Internal Audit Team. The Audit Manager (VP) participates in integrated audits across various risk areas and lines of business, including Corporate & Investment Banking and Commercial Banking (front office and operations), compliance, and risk management. Leads execution of the audit process (primarily as Auditor in Charge) in accordance with Wells Fargo Audit policy with guidance/support from the Senior Audit Manager. The Auditor in Charge is responsible for accurately assessing risks and controls, developing effective test plans, exhibiting appropriate judgement regarding issue notification, drafting findings and final audit reports and leading communication with clients.
Job Responsibility:
Lead audits primarily as Auditor in Charge
Identify and assess key risks and controls and develop effective test plans for engagements with limited guidance
Work within deadlines and manage multiple tasks
Exhibit appropriate judgement regarding issue notification, issues draft findings to client management, and draft final audit reports for review by the Audit Senior Manager
Demonstrate depth and breadth of knowledge and understanding of risks (compliance, operational, financial, regulatory etc.) across multiple businesses
Demonstrate excellent communication skills and the ability to influence across multiple levels of management
Support regional manager by interacting with regional, US and EMEA Internal Audit personnel to fulfil regional regulatory requests
Requirements:
5+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
BA or BS degree with courses taken in audit, business, finance, accounting or computer science a clear advantage
CIA/CISA or equivalent
MBA or professional certification (either ACA/CPA, CFA or equivalent) is a plus, as is previous securities, compliance or operations experience
Specific industry knowledge of corporate and investment banking, markets, corporate/institution credit products and related risk, compliance, technology and operations
Demonstrates professional skepticism
Sound understanding of internal audit, risk management and risk advisory skills
Proven ability to effectively lead projects, collect and analyze data, develop and communicate recommendations and provide effective performance feedback to team members
Well-developed planning, organizing and staff management skills
Proven ability to work within deadlines and manage multiple tasks
Demonstrate excellent communication and ability to influence change
Self-awareness, conflict resolution skills, individual accountability and a passion for learning are also critical
Nice to have:
8+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
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