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The Compliance Analyst will be responsible for ensuring regulatory and financial compliance across the firm and its portfolio companies. This role requires a detail-oriented professional who can work independently, maintain confidentiality, and oversee quarterly financial compliance certifications.
Job Responsibility:
Oversee compliance reporting and certifications for the firm and portfolio companies
Distribute, track, and ensure completion of quarterly financial compliance certifications
Maintain and enforce confidentiality policies across financial and operational data
Work closely with legal, finance, and investment teams to ensure compliance with regulatory requirements
Assist with audits, financial compliance reviews, and regulatory filings
Monitor and improve internal compliance procedures to align with industry best practices
Serve as the main point of contact for compliance-related inquiries from internal and external stakeholders
Requirements:
Bachelor’s degree in Business, Finance, Accounting, or a related field
Background in paralegal work, tax, audit, or accounting is highly preferred
Strong attention to detail and ability to work independently
Experience managing compliance reporting within a financial services or investment firm is a plus
Ability to handle confidential information with discretion
Excellent organizational and communication skills
Nice to have:
Experience managing compliance reporting within a financial services or investment firm
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