Compliance Manager Financial Services, Robert Half

Compliance Manager Financial Services

Robert Half

Location:

Category:

Finance

Contract Type:

Not provided

Salary:

Not provided

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Job Description:

Compliance managers need solid statistical, analytics, and organizational skills. Candidates should possess the ability to collaborate and build partnerships with multiple business units within a financial services institution.

Job Responsibility:

Creating and reviewing regulatory compliance documentation
Coordinating the creation, review, and implementation of policies and procedures
Applying and interpreting audit and compliance requirements
Working closely with compliance director and senior executives
Designing and coordinating policy preparation and review
Coordinating regulatory exams and internal audits
Interacting with external auditors
Establishing self-audit and compliance monitoring programs
Reviewing and assessing potential fraud activity
Filing regulatory reports
Coordinating rollout and training of new policies

Requirements:

Bachelor’s degree in business or accounting
Advanced degree preferred
2-4 years of related experience
Systems proficiency
Professional certification in auditing or compliance (e.g., CIA, CRCM) preferred

Additional Information:

Job Posted:

March 20, 2025

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