Compliance Officer, Lawes Consulting Group

Compliance Officer

Lawes Consulting Group

Location:

United Kingdom, Various location across UK

Category:

Insurance

Contract Type:

Employment contract

Salary:

45000.00 GBP / Year

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Job Description:

To be a positive member of the Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company as well as for our clients.

Job Responsibility:

Requirements:

Keep up to date with, and understand, relevant laws and regulations
Support the business with ongoing projects to ensure regulatory changes are understood
Update documentation as appropriate for the business to remain compliant
Support the auditing and role plays across all business areas
Support the business meet its growth aspirations by supporting new business pitches
Support the Head of Compliance with responding to the regulators or PI insurers requests for information
Support the Head of Compliance with updating the Board in a timely way
Support the Head of Compliance in actions arising from the ongoing Risk Committee process
Monitor and report on available management data
Manage complaints and the complaints process
Support other functions such as HR in understanding and managing non-financial risks
Support and cover the Head of Compliance in all aspects of role as needed

Additional Information:

Job Posted:

March 27, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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