Compliance Product Senior Officer (Transaction Conflicts Advisory), Citi

Citi

Location:

United Kingdom, Belfast

Category:

Finance

Contract Type:

Not provided

Salary:

Not provided

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Job Description:

Serves as a Compliance Product Senior Officer (Transaction Conflicts Advisory) for Independent Compliance Risk Management (ICRM) responsible for reviewing transactions and identifying potential conflicts of interest. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply ICRM program solutions that meet the product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures.

Job Responsibility:

Provide guidance and support to facilitate conflict clearance process
Evaluate and review potential transactions to ensure all relevant information is reviewed
Serve as Conflict Clearance team’s primary contact
Communicate with legal and Business Selection to ensure timely and accurate clearances
Analyze firm’s touchpoints to determine potential conflicts of interest
Make recommendations for enhancements to improve overall deliverables
Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM
Translates ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner
provide direction and guidance on the programs
Serving as a subject matter expert on Citi’s Compliance programs
Provides expert guidance on function/business/product regulations on a real-time basis to manage compliance risk
Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings
Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product
Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact
Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge
Participating in industry groups and trade association working groups or other forums
Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements
Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit
Designing and lead compliance and control reviews
Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Additional duties as assigned

Requirements:

Expertise of Compliance laws, rules, regulations, risks and typologies
Experience working in Capital Markets or other Investment Banking roles with experience on transactions and deal making strongly preferred
Experience working in a Control Group setting that covered Investment Banking transactions strongly preferred
Excellent written, verbal and analytical skills
Must be a self-starter, flexible, innovative and adaptive
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Ability to work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization
to influence and lead people across cultures at a senior level
Experience in managing regulatory exams and relationships with examiners, auditors, etc.
Awareness of regulatory requirements including local and US laws, international and industry standard
Advanced knowledge in area of focus
Related certifications desirable
Bachelor’s degree or equivalent experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof
experience in area of focus
strong working knowledge of function/business/product and the related operations and financial requirements
previous experience managing a diverse staff
Advanced degree a plus

What we offer:

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Additional Information:

Job Posted:

March 22, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Compliance Product Senior Officer (Transaction Conflicts Advisory)