Head of Compliance, Lawes Consulting Group

Head of Compliance

Lawes Consulting Group

Location:

United Kingdom, Various

Category:

Insurance

Contract Type:

Employment contract

Salary:

90000.00 GBP / Year

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Job Description:

To lead the Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company as well as for our clients.

Job Responsibility:

Requirements:

To lead the Compliance Team in the UK
Create and execute the Compliance strategy for the business
Be the face of the organisation with the regulators, auditors, chartered institutes and PI insurers
Keep up to date with, and understand, relevant laws and regulations
Monitor market developments
Lead the Risk Committee process
Be an active member of OPCO
Produce board papers and updates to EXCO, Board and Group
Build positive relationships and collaborate across the business
Provide guidance & training to employees on regulatory changes and the law
Work with the business to ensure that policies & procedures are relevant, accurate, understood and embedded
Manage and ensure the correct level of audits and role plays are carried out
Support the business meet its growth aspirations
Oversight and management of all complaints and Errors & Omissions
Oversight and management of any data breaches
Ensure marketing materials, presentations and websites are compliant with regulatory requirements
Carry out required regulatory returns or surveys
Support reviews of contracts
Liaise with our Compliance Advisors

Additional Information:

Job Posted:

March 27, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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