Manager, Capital Markets Risk, Operations & Compliance, Robert Half

Manager, Capital Markets Risk, Operations & Compliance

Robert Half

Location:

United States, Reston, VA

Category:

Finance

Contract Type:

Not provided

Salary:

Not provided

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Job Description:

We are seeking a Manager, Capital Markets Risk, Operations & Compliance to join our team dedicated to managing and enhancing operational, compliance & risk processes in support of capital markets and debt services. You will serve as a trusted partner to key business areas, acting as the 1st line of defense and collaborating across teams to develop, document, and monitor business processes that meet operational, risk, and regulatory requirements. As part of a dynamic team, you will also contribute to modernization efforts.

Job Responsibility:

Manage and support capital markets and debt services operational processes, including End User Computing testing and remediation
Identify and implement process enhancements to improve business outcomes and achieve more effective risk management and compliance
Partner with cross-functional teams to schedule and assess business continuity tests
Work closely with legal teams to develop and maintain operational agreements
Draft and maintain Risk Controls Self-Assessments and perform validation testing
Act as a Business Owner on agile project teams for Capital Markets modernization
Develop and execute project test plans and attest to compliance with changing regulatory requirements
Build relationships and maintain understanding of partner organizations' operational activities
Work with banks, bond dealers, external regulators, and auditors to drive compliance and operational excellence

Requirements:

Bachelor’s degree in finance, accounting, risk, or a related business field
At least 7+ years of professional experience in capital markets, banking, financial services, or a similar industry & 3+ years of progressive leadership/project management experience
Demonstrated knowledge of capital markets operations, compliance, risk management, and business continuity practices
Fluency with Microsoft Office (Excel, PowerPoint, Word) and data analysis software
Familiarity with Governance Risk Compliance tools or similar systems is a plus
Strong ability to collaborate with diverse teams and stakeholders throughout the organization, listen actively, integrate ideas, and resolve conflicts constructively
Familiarity with testing, evaluating, and documenting controls for compliance is a definite advantage

Nice to have:

Familiarity with Governance Risk Compliance tools or similar systems
Familiarity with testing, evaluating, and documenting controls for compliance

What we offer:

Competitive compensation and benefits
Free online training
Medical, vision, dental, and life and disability insurance
Eligibility to enroll in company 401(k) plan

Additional Information:

Job Posted:

March 23, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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