Officer - Compliance Surveillance, Citi

Officer - Compliance Surveillance

Citi

Location:

India, Mumbai

Category:

Finance

Contract Type:

Employment contract

Salary:

Not provided

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Job Description:

Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi’s people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our clients, and ultimately promote behavior that is consistent with Citi’s mission and culture.

Job Responsibility:

Assisting team members with the review and analysis of surveillance alerts and/or reports relating to firm, employee and client trading activity
Gathering and analyzing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies
Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner
Responding to inquiries or requests from internal partners
Handling telephone hotlines and performing data entry
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets

Requirements:

Previous relevant experience preferred
Some knowledge of Compliance laws, rules, regulations, risks and typologies
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Bachelor’s degree
experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof
Advanced degree preferred

What we offer:

Paid Parental Leave Policy
Programs to help employees balance their work and life
Generous paid time off packages
Opportunities to grow your career, give back to your community and make a real impact

Additional Information:

Job Posted:

March 22, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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