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Wells Fargo is seeking a Securities Operations Associate Manager to manage a team of specialists in transactional tasks ensuring quality and compliance in securities operations, provide support for being a first point of contact for all delivery tasks and escalations, identify opportunities for process improvement and risk control development, and ensure team consistently meets delivery expectations.
Job Responsibility:
Manage a team of specialists in transactional tasks ensuring quality and compliance in securities operations
Provide support for being a first point of contact for all delivery tasks and escalations
Identify opportunities for process improvement and risk control development
Ensure team consistently meets delivery expectations and resolve issues related to reporting, career path and related activities for direct reports
Collaborate and influence all levels of professionals including more experienced managers
Lead team to achieve objectives
Manage allocation of people and financial resources for securities operations
Develop and guide a culture of talent development to meet business objectives and strategy
Requirements:
2+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, education
1+ years of Leadership experience
Nice to have:
Check processing operations experience
Issue management and/or risk and control experience
Experience working directly with auditors and compliance regulators
Excellent verbal, written, and interpersonal communication skills
Strong organizational, multi-tasking, and prioritizing skills
Ability to navigate through ambiguity, and overcome barriers
Successful Completion of Series 99 or equivalent or ability to obtain licensure within the required amount of time
Advanced Microsoft Office (Word, Excel, Outlook, PowerPoint, and Project) skills
Amenable to permanent night shift schedule and follows US holidays
Amenable to onsite reporting in Five Neo Building 31st Street BGC Taguig City
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