Senior Capital Markets Transaction Reporting Specialist, Wells Fargo

Senior Capital Markets Transaction Reporting Specialist

Wells Fargo

Location:

Singapore, Central Singapore

Category:

Finance

Contract Type:

Employment contract

Salary:

Not provided

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Job Description:

Wells Fargo is seeking a Senior Capital Markets Transaction Reporting Specialist. The role will primarily be responsible for the accurate and timely submissions of our regional transaction reporting obligations to the respective competent authorities, however the role will also include support of change management projects and processes as a result of the ever-changing regulatory landscape. This role is appropriate for an experienced regulatory reporting SME. Note that this is a 6-month contract position.

Job Responsibility:

Monitoring and when needed perform the daily exceptions management process in a timely and accurate manner to meet Wells Fargo’s reporting obligations
Further enhance the control framework around transaction reporting processes
Maintenance and enhancement of governance documents (eg. Process flows and procedures)
Provide analytical support to regulatory change projects
Act as the link between business requirements and technology solutions
Co-ordinate testing support to regulatory change projects with local SMEs
Work with Traders and Salespeople to work through potential trade issues and violations
Work with Compliance and Legal team partners on rule interpretations for regulatory change
Delivery timely and accurate MI to Operations & Compliance management
Issue Management and write ups
Liaise with senior regional stakeholders through Senior Stakeholder meetings
Present in Senior Stakeholder meetings, Forums or Steer Co’s

Requirements:

4+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Knowledge of transaction reporting operations including MAS and HKMA requirements
Ability to understand and translate regulatory rule changes and map to requirements
Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces
Experience of working with project stakeholders to deliver change
Proven track record of process improvements and project delivery
Solid communication and organisational skills – to work with local and remote Operations, Technology and Compliance stakeholders
Proficient with Microsoft Excel (VBA preferred)

Nice to have:

The successful candidate will be self-motivated and have excellent experience in transaction reporting operations, covering MAS and HKMA, and be able to demonstrate a working knowledge of both the regulations and reporting methodologies

Additional Information:

Job Posted:

March 28, 2025

Expiration:

April 20, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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