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The Business Risk and Control Officer is a strategic professional responsible for contributing to governance, risk management, and compliance activities within a financial services firm. The role includes analyzing issues, implementing controls, and supporting operational and compliance risk management strategies.
Job Responsibility:
help contribute to governance and the facilitation of the execution of the Manager Control Assessment (MCA)
support teams in the quality, completeness, and accuracy of the implementation of the Control Framework
assist in performing a detailed analysis on the identification of issue root cause
help contribute to the Lessons Learned Policy
support the review and challenge process within the FLUs
help contribute to the timeliness, accuracy and completeness of the MCA through controls prior to execution
assist in monitoring adherence to the MCA Standard through controls after execution
support in dealing with Operational and Compliance Risk in accordance with established Policy requirements
assist in performing a detailed analysis to identify, assess, escalate, and manage risk exposures across Risk Categories
assist in supporting Risk Appetite and monitor/assess exposures against this
identify, assess, record and respond to Operational and Compliance Risk events
help ensure adequate governance and training are in place
contribute to risks associated with new activities and changes
support operational risk scenario analysis and stress testing for Operational Risk Capital requirements
coordinate risk and control responsibilities
support with standards and procedures conforming to enterprise requirements
Requirements:
6-10 years of experience
MS Excel, MS Access, SAS, SQL, Visual Basic a plus
5+ years’ experience in financial services
consistently demonstrates clear and concise written and verbal communication skills
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