VP, Product Compliance Officer, Wealth, Citi

VP, Product Compliance Officer, Wealth

Citi

Location:

Hong Kong, Kowloon

Category:

Finance

Contract Type:

Not provided

Salary:

Not provided

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Job Description:

Serves as a Wealth Market Product Compliance risk officer for Independent Compliance Risk Management (ICRM), responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

Job Responsibility:

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Providing guidance on rules and regulations relating to Consumer and Citi Private Bank ("Wealth") Market business/products which include Equity, Fixed Income, Structured Product and Derivatives, as well as provide transactional/product reviews and interpretation of internal compliance policies
Assisting with regulatory inquiries and/or examinations
Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product
Supporting the function/business/product in performing timely compliance reviews of new products
Assisting in the development and administration of Compliance training for the supported function/business/product
Additional duties as assigned.

Requirements:

Knowledge of Hong Kong and Singapore Compliance laws, rules, regulations, risks, preferably of Consumer banking
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong written and verbal communication and interpersonal skills
Ability to both work collaboratively and independently
ability to navigate a complex organization
Excellent project management and organizational skills and capability to handle multiple projects at one time
Demonstrated knowledge in area of focus
Bachelor’s degree
experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof
strong working knowledge of function/business/product supported and the related operations and financial requirements
Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules.

What we offer:

Extensive on-the-job training and exposure to senior leaders
Opportunity to grow your career, give back to your community and make a real impact
Resources to meet your unique needs, empower you to make healthy decisions and manage your financial well-being to help plan for your future.

Additional Information:

Job Posted:

March 21, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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